BW
CFA
BW
CFA

Barbara Wenig

17 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

888 7th Avenue, 25th Floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barbara is an access/supervised person of Principal Global Investors, LLC. She also serves as Secretary of the Board of Trustees for Mercyhurst University and a board member for Ohio State University Fisher College of Business Finance Advisory Board, dedicating minimal time to each.

Employment History
Current Registrations
Principal Funds Distributor, INC.
September 2021 - Present · 4 yrs 5 mos
Principal Asset Management
September 2021 - Present · 4 yrs 5 mos
Principal Funds Distributor, INC.Broker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Neuberger Berman Bd LLC
September 2008 - September 2021 · 13 yrs
Neuberger Berman Bd LLCBroker
September 2008 - September 2021 · 13 yrs
Lehman Brothers INC.
September 2008 - September 2008 · 0 mos
Lehman Brothers INC.Broker
May 2008 - September 2008 · 4 mos
State Registrations1 state
IA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.