AT
CFP
AT
CFP

Andrew Thomas Turcotte

22 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

711 High Street, Des Moines, IA, 50392

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for them and their affiliates. This activity is investment-related.

Employment History
Current Registrations
Principal Asset Management
November 2021 - Present · 4 yrs 3 mos
Principal Funds Distributor, INC.
March 2009 - Present · 16 yrs 11 mos
Principal Funds Distributor, INC.Broker
March 2009 - Present · 16 yrs 11 mos
Previous Registrations
Principal Securities, INC.Broker
April 2017 - June 2018 · 1 yr 2 mos
Princor Financial Services CorporationBroker
September 2014 - April 2015 · 7 mos
Princor Financial Services Corporation
October 2008 - December 2010 · 2 yrs 2 mos
Princor Financial Services CorporationBroker
October 2008 - December 2010 · 2 yrs 2 mos
LPL Financial Corporation
November 2005 - July 2008 · 2 yrs 8 mos
LPL Financial CorporationBroker
November 2005 - July 2008 · 2 yrs 8 mos
Princor Financial Services Corporation
April 2005 - July 2005 · 3 mos
Princor Financial Services CorporationBroker
July 2002 - July 2005 · 3 yrs
American Express Financial Advisors, INC.
April 2002 - May 2002 · 1 mo
American Express Financial Advisors INC.Broker
April 2002 - May 2002 · 1 mo
Ids Life Insurance CompanyBroker
April 2002 - May 2002 · 1 mo
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Thomas Turcotte - Financial Advisor | TrueAdvisor