Han Cho
Han Cho is a registered investment advisor at Positive Delta Asset Management LLC, based in Los Angeles, CA, with 26 years of industry experience. Han operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 66 clients with $33M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.68% |
Annual percentage fees range from 0.68% to 2.0% depending on account size and client type. Alternatively, qualified clients may choose a performance-based fee of up to 20% of net new profits. Fees are negotiable.
Fee Estimator
Location
3600 Wilshire Blvd, Suite 1214, Los Angeles, CA, 90010
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2011Customer Dispute
April 2011Other Business Activities
Han has a California real estate broker license since 2009, but is not currently active in that role, dedicating minimal time. He also has a DBA, HJ Wealth Management Group, and is associated with SK Realty Advisors, dedicating about 10-20% of his time.
Employment History
Current Registrations
Positive Delta Asset Management LLC
Previous Registrations
LPL Financial LLC
UBS Financial Services INC.
Morgan Stanley
Prudential Securities Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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