KN
KN
Kenneth Nagy
20 Years of Experience
Peabody, MA
1 DisclosureMay Earn CommissionSells Insurance
Kenneth Nagy is a registered investment advisor at Northeast Equity Research INC., based in Peabody, MA, with 20 years of industry experience. Their practice areas include Business Owners, Education Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 100 clients with $13M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
100 clients
Average Client Portfolio
$132K average
Assets Under Management
$13.2M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Peabody, MA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2015Final
Other Business ActivitiesSells Insurance
Kenneth works as a consultant for Zacks Investment Research and teaches college courses at Salem State University and Endicott College. He is also an insurance producer at Crump Brokerage Services and earns commissions.
Employment History
Current Registrations
Northeast Equity Research INC.
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Northeast Equity Research INC.
February 2011 - December 2014 · 3 yrs 10 mos
Northeast Equity Research INC.
June 2010 - December 2010 · 6 mos
United Planners' Financial Services of America a Limited Partner
January 2006 - April 2010 · 4 yrs 3 mos
United Planners' Financial Services of America a Limited PartnerBroker
February 2005 - April 2010 · 5 yrs 2 mos
State Registrations1 state
MA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.