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William Shorack

Transamerica Financial Advisors, LLC
18 Years of Experience
Fort Myers, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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William Shorack is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Fort Myers, FL, with 18 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13131 University Drive, Fort Myers, FL, 33907

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2023
Financial
March 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William sells insurance products for companies affiliated with Transamerica Financial Advisors, Inc. He is also the President of Luna Life Design and Development Inc., a marketing company taking minimal time, and an agent for The Miliare Group, a marketing company, spending a few hours per week.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
February 2013 - Present · 13 yrs 8 mos
Transamerica Financial Advisors, LLCBroker
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
AXA Advisors, LLC
May 2012 - January 2013 · 8 mos
AXA Advisors, LLCBroker
April 2012 - January 2013 · 9 mos
Trillium Trading LLCBroker
May 2003 - October 2004 · 1 yr 5 mos
Heartland Securities CORP.Broker
January 2003 - June 2003 · 5 mos
Redwood Trading, LLCBroker
August 2002 - December 2002 · 4 mos
Heartland Securities CORP.Broker
March 2000 - May 2002 · 2 yrs 2 mos
State Registrations6 states
FLGAMDOHTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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