John Davis is a registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2101 4th Ave Ste 710, Seattle, WA, 98121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a registered investment advisor doing business as Financial Advocates Investment Management and Tallus Capital Management, dedicating about 10-20% of his time. He also sells fixed insurance through Crump Insurance, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
Acp Investment Management
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
Signaline Investments
Financial Advocates Investment Management
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.