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CFP
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CFP

Steven Harder

LPL Financial LLC
23 Years of Experience
Asheville, NC
Broker
View SEC Summary
View SEC Summary

Steven Harder is a CFP-designated registered investment advisor at LPL Financial LLC, based in Asheville, NC, with 23 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1441 Patton Ave, Asheville, NC, 28806

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Steven operates United Investment Planning as a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2024 - Present · 2 yrs 3 mos
LPL Financial LLC
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Namcoa
September 2023 - June 2024 · 9 mos
Vanguard Advisers, INC.
October 2021 - July 2023 · 1 yr 9 mos
Vanguard Marketing CorporationBroker
October 2021 - July 2023 · 1 yr 9 mos
Wells Fargo Clearing Services, LLCBroker
February 2019 - October 2021 · 2 yrs 8 mos
Wells Fargo Clearing Services, LLC
February 2019 - October 2021 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2014 - August 2018 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2014 - August 2018 · 3 yrs 11 mos
Wells Fargo Advisors, LLCBroker
January 2012 - September 2014 · 2 yrs 8 mos
Wells Fargo Advisors, LLC
January 2012 - September 2014 · 2 yrs 8 mos
Wells Fargo Advisors, LLC
February 2011 - July 2011 · 5 mos
Wells Fargo Advisors, LLCBroker
February 2011 - July 2011 · 5 mos
Uvest Financial Services Group, INC.Broker
January 2006 - July 2009 · 3 yrs 6 mos
Uvest Financial Services Group, INC.
January 2006 - July 2009 · 3 yrs 6 mos
Tiaa-Cref Advice and Planning Services
March 2005 - January 2006 · 10 mos
Tiaa-Cref Trust Company, Fsb
October 2004 - March 2005 · 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2000 - January 2006 · 5 yrs 3 mos
First Union Brokerage Services, INC.Broker
April 2000 - August 2000 · 4 mos
State Registrations9 states
FLGAMANCNYOHPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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