Jon Dobson is a registered investment advisor at LPL Financial LLC, based in Asheville, NC, with 17 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
56 Central Avenue Suite 104, Asheville, NC, 28801
Get directionsHistory
Regulatory History (2)
Judgment / Lien
February 2021Judgment / Lien
July 2017Other Business Activities
Jon operates Dobson Wealth Management as a DBA for his LPL business. This activity is investment-related and conducted at the reported business location.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- William Hester, CFPLPL Financial LLC
- Joel JosephsLPL Financial LLC
- Dwayne Dills, CFPLPL Financial LLC
- Steven Harder, CFPLPL Financial LLC
- Nicole Barrett, CFPLPL Financial LLC
- Dustin Schlabach, ChFCLPL Financial LLC