Alexander Pineda is a registered investment advisor at Morgan Stanley, based in New York, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1 New York Plaza, Corp Equity Solutions & Annuities/Insurance Review, New York, NY, 10004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2016 - January 2020 · 3 yrs 4 mos
Barclays Capital INC.Broker
May 2011 - December 2014 · 3 yrs 7 mos
UBS Financial Services INC.Broker
January 2010 - May 2011 · 1 yr 4 mos
UBS International INC.Broker
May 2005 - January 2010 · 4 yrs 8 mos
Dreyfus Service CorporationBroker
March 2003 - April 2005 · 2 yrs 1 mo
Nebraska Hudson Company, INC.Broker
August 2000 - May 2001 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.