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Thomas Stout

Ameriprise Financial Services, LLC
19 Years of Experience
Murrieta, CA
1 DisclosureBroker
View SEC Summary
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Thomas Stout is a registered investment advisor at Ameriprise Financial Services, LLC, based in Murrieta, CA, with 19 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

39168 Winchester Rd, Murrieta, CA, 92563-3500

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2020
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Other Business Activities

Thomas owns multiple single-family real estate properties. He also works as a financial advisor at North Island Credit Union, dedicating about a quarter of his time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2021 - Present · 5 yrs 2 mos
Ameriprise Financial Services, LLC
August 2021 - Present · 5 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Cuso Financial Services, L.P.
May 2020 - August 2021 · 1 yr 3 mos
Cuso Financial Services, L.P.Broker
May 2020 - August 2021 · 1 yr 3 mos
Navy Federal Brokerage Services LLC
January 2017 - March 2020 · 3 yrs 2 mos
Navy Federal Brokerage Services, LLCBroker
October 2008 - March 2020 · 11 yrs 5 mos
Navy Federal Asset Management, LLC
October 2008 - January 2017 · 8 yrs 3 mos
Comerica SecuritiesBroker
May 2008 - July 2008 · 2 mos
Comerica Securities
May 2007 - July 2008 · 1 yr 2 mos
Contango Capital Advisors
November 2004 - May 2005 · 6 mos
State Registrations5 states
ARAZCANVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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