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Brendon Reese

UBS Financial Services INC.
26 Years of Experience
Paramus, NJ
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Brendon Reese is a registered investment advisor at UBS Financial Services INC., based in Paramus, NJ, with 26 years of industry experience. Brendon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

61 South Paramus Road, Mack Center Iv, Paramus, NJ, 07652

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Settled
Customer Dispute
January 2010
Settled
Customer Dispute
December 2009
Denied
Customer Dispute
May 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brendon is the President and a board member of the Cedar Grove Junior Baseball Softball League, a youth little league organization, since 2018.

Employment History
Current Registrations
UBS Financial Services INC.
May 2022 - Present · 4 yrs 5 mos
UBS Financial Services INC.Broker
May 2022 - Present · 4 yrs 5 mos
UBS Financial Services INC.
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - May 2022 · 13 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - May 2022 · 13 yrs 7 mos
Citigroup Global Markets INC.
May 2007 - October 2008 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
May 2007 - October 2008 · 1 yr 5 mos
Citicorp Investment Services
October 2004 - May 2007 · 2 yrs 7 mos
Citicorp Investment ServicesBroker
April 2000 - May 2007 · 7 yrs 1 mo
State Registrations31 states
AZCACOCTDCDEFLGAHIILINKSMAMDMEMNMTNCNHNJNVNYPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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