David Jones is a registered investment advisor at LPL Financial LLC, based in Warsaw, IN, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
929 E. Center Street, Warsaw, IN, 46580
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Regulatory History (2)
Customer Dispute
December 2015Customer Dispute
January 2014Other Business Activities
David is a co-owner of KDJ Group, a business entity for tax/investment purposes, dedicating nearly full-time hours. He also operates Winona Wealth Management as a DBA for his LPL business and is involved in real estate rentals through Cherry Creek Properties LLC and KDJ Properties.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLCBroker
Sunamerica Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.