David Jones is a registered investment advisor at LPL Financial LLC, based in Warsaw, IN, with 26 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
929 E. Center Street, Warsaw, IN, 46580
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2015Customer Dispute
January 2014Other Business Activities
David is a co-owner of KDJ Group, a business entity for tax/investment purposes, dedicating nearly full-time hours. He also operates Winona Wealth Management as a DBA for his LPL business and is involved in real estate rentals through Cherry Creek Properties LLC and KDJ Properties.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLCBroker
Sunamerica Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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