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AA
AA
Abimael Rosario Aleman
Popular Securities, LLC
24 Years of Experience
14 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Retirement Planning
Education Planning
Popular Securities, LLC
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B
Fee Structure
Minimum Investment:
$50K
Investment Management
Planning
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Location
209 Ponce De Leon Avenue, Plaza Level, San Juan, PR, 00918
Get directions
History
Regulatory History (14)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
May 2021
Settled
Customer Dispute
October 2020
Settled
Customer Dispute
September 2019
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
May 2019
Settled
Customer Dispute
August 2018
Settled
Customer Dispute
August 2018
Settled
Customer Dispute
May 2018
Settled
Customer Dispute
April 2018
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
October 2017
Closed-No Action
Customer Dispute
October 2015
Settled
Customer Dispute
September 2015
Withdrawn
Customer Dispute
April 2005
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Popular Securities, LLC
June 2013 - Present · 12 yrs 8 mos
Popular Securities, LLC
Broker
August 2001 - Present · 24 yrs 6 mos
Previous Registrations
Popular Securities, INC.
August 2011 - March 2012 · 7 mos
State Registrations
9 states
CA
CT
FL
GA
MI
NC
NJ
NY
PR
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Abimael Rosario Aleman - Financial Advisor | TrueAdvisor