James Cogswell
James Cogswell is a registered investment advisor at Stillwater Investments, based in Smithfield, RI, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 10 clients with $2.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Wealth management fees range from 1.00% to 2.00% annually based on complexity, asset levels, and overall relationship. Fees are negotiable at the sole discretion of the advisor.
Fee Estimator
Location
Smithfield, RI
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2011Customer Dispute
October 2009Other Business Activities
James works as a real estate agent for RE/MAX Properties since 2019, helping people buy and sell homes. This takes about half of James's time.
Employment History
Current Registrations
Stillwater Investments
Previous Registrations
Oppenheimer & CO. INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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