Daniel Brown
Daniel Brown is a registered investment advisor at LPL Financial LLC, based in Cincinnati, OH, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11260 Chester Rd, Ste 250, Cincinnati, OH, 45246
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Regulatory History (1)
Customer Dispute
March 2006Other Business Activities
Daniel is associated with Brownstone Financial as a business entity for tax/investment purposes since 2021. This home-based activity requires minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.Broker
Natcity Investments, INC.
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
PNC Investments
PNC InvestmentsBroker
Key Investment Services LLCBroker
Natcity Investments, INC.Broker
Fifth Third Securities, INC.Broker
Banc One Securities CorporationBroker
Fort Washington Brokerage Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.