Karen Morris
Karen Morris is a registered investment advisor at B. Riley Wealth Advisors, INC., based in Sandusky, OH, with 24 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 17,372 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B. Riley Wealth Advisors offers investment management through various programs. The Advisor-as-Portfolio Manager (APM) program allows your advisor to manage your account, potentially using outside managers. You'll pay an annual fee based on the value of your portfolio, which is negotiable up to a maximum. Transaction fees may be included or billed separately.
Third-Party Managed Programs are also available, utilizing the Envestnet platform. These programs also charge an annual fee based on the value of your portfolio, not exceeding 2.75%, which is negotiable. These programs may also be wrap fee programs.
Other third-party managed programs are available through Brinker, SEI, and AssetMark, with minimums starting at $500,000 for Brinker.
Location
1617 West Bogart Road, Suite 5 S, Sandusky, OH, 44870
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Regulatory History (1)
Customer Dispute
June 2007Other Business Activities
Karen is involved in several outside business activities. She operates her financial securities business through Morris Financial Services LLC, spends time as treasurer for Campbell Christian Community Center, is a board member and treasurer for Polar Bear Swim Club, will be the future owner of Moyer Tax Accounting, and owns Morris Tax Services LLC.
Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
Previous Registrations
B Riley Wealth Management
PNC Investments
PNC InvestmentsBroker
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.