Susan Davis
Susan Davis is a registered investment advisor at MML Investors Services, LLC, based in Tarrytown, NY, with 27 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
120 White Plains Road, Suite 601, Tarrytown, NY, 10591
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Regulatory History (1)
Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Susan is a co-trustee for a family member's trust and an outside insurance agent. She dedicates minimal time to both activities, selling long-term care, fixed annuities, and health insurance products since August 2024.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Buckingham Asset Management INC
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.