Mark Varon
Mark Varon is a registered investment advisor at MML Investors Services, LLC, based in Tarrytown, NY, with 31 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
120 White Plains Road, Suite 601, Tarrytown, NY, 10591
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 1999Other Business ActivitiesSells Insurance
Mark is an insurance broker selling individual and group life/health insurance, as well as fixed annuities, since 2019. This activity requires minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
David Lerner Associates, INC.Broker
Bergen Capital, INC.Broker
Fishman & Leder, INC.Broker
Tradition Asiel Securities INC.Broker
UBS Painewebber INC.Broker
Wells Fargo Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomas James Associates, INC.Broker
W.J. Gallagher & Company, INC.Broker
Reynolds Kendrick Stratton, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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