Katie Hudson
Katie Hudson is a registered investment advisor at MML Investors Services, LLC, based in Tarrytown, NY, with 17 years of industry experience. Katie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
120 White Plains Road, Suite 601, Tarrytown, NY, 10591
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2023Regulatory
June 2020Criminal
June 2015Criminal
August 2013Other Business ActivitiesSells Insurance
Katie is an insurance agent selling life insurance and fixed annuities since 2020, dedicating minimal time to this activity. She is also a member of the finance committee for Westchester Impact 100, a nonprofit organization, dedicating minimal time to this as well.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Foresters Financial Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.