NT
CFP
NT
CFP

Norman Townsend

25 Years of Experience
Hunt Valley, MD
Broker

Norman Townsend is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Hunt Valley, MD, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

226 Schilling Cir, Ste 270, Hunt Valley, MD, 21031-8657

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Norman works as an Executive Performance Coach at Team Performance Institute, engaging executives in coaching conversations. This activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2020 - Present · 6 yrs
Raymond James & Associates, INC.
May 2020 - Present · 6 yrs
Raymond James & Associates, INC.Broker
May 2020 - Present · 6 yrs
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - May 2020 · 1 yr 10 mos
Strategic Advisers LLC
May 2011 - July 2018 · 7 yrs 2 mos
Fidelity Brokerage Services LLCBroker
May 2011 - May 2020 · 9 yrs
PNC Investments
February 2011 - April 2011 · 2 mos
PNC InvestmentsBroker
February 2011 - April 2011 · 2 mos
Wells Fargo Advisors, LLC
April 2006 - February 2011 · 4 yrs 10 mos
Wells Fargo Advisors, LLCBroker
April 2006 - February 2011 · 4 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2003 - May 2006 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2003 - May 2006 · 3 yrs
Nationwide Securities, INC.Broker
June 2000 - March 2003 · 2 yrs 9 mos
State Registrations13 states
ALCODCDEFLMAMDNCNYPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.