Kelly Penn is a registered investment advisor at New Wave Wealth Advisors, based in Springdale, AR, with 24 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 516 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Asset management fees are negotiable up to 2.50%.
Fee Estimator
Location
4403 S Thompson St, Ste 1, Springdale, AR, 72764
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kelly works as an Investment Specialist for New Wave Wealth Advisors, dedicating nearly full-time hours to providing administrative support for advisors. She also serves as an elected City Clerk for the City of Farmington, spending minimal time on tasks such as keeping meeting minutes and presenting financial reports.
Employment History
Current Registrations
New Wave Wealth Advisors
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Sowell Management
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Stephens
StephensBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.