Shane Miller
Shane Miller is a registered investment advisor at United Asset Strategies INC., based in Garden City, NY, with 25 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 1,673 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Asset Strategies does not maintain a standard, published fee schedule for individual investment management services. Instead, advisory fees are established on a discretionary basis for each client relationship and are typically charged quarterly in advance as a percentage of the total value of your portfolio. The firm also offers full brokerage services within certain employer-sponsored retirement plans for a fixed annual fee of 0.25% of plan assets.
Location
377 Oak Street, Suite 403, Garden City, NY, 11530
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2009Customer Dispute
October 2008Employment History
Current Registrations
United Asset Strategies INC.
Previous Registrations
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Bny Investment Center INC.
Bny Investment Center INC.Broker
Dreyfus Service Corporation
Dreyfus Service CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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