Jeffrey Small is a CFP-designated registered investment advisor, based in Tulsa, OK, with 22 years of industry experience.
Location
1375 E. 71st Street, Tulsa, OK, 74136
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jeffrey uses Trinity Strategic Wealth as a DBA. He also works as a financial advisor for Tulsa Wealth Advisors Inc., dedicating about a quarter to half of his time to this role.
Employment History
Current Registrations
Cabot Lodge Securities LLCBroker
October 2025 - Present · 7 mos
Trinity Strategic Wealth
October 2025 - Present · 7 mos
Cabot Lodge Securities LLC
October 2025 - Present · 7 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2019 - October 2025 · 6 yrs 9 mos
Raymond James Financial Services, INC.Broker
December 2018 - October 2025 · 6 yrs 10 mos
Wells Nelson & Associates, L.L.C.Broker
October 2017 - October 2018 · 1 yr
Taylor Stephens, INC.
September 2017 - October 2018 · 1 yr 1 mo
Disciplined Investments, LLC
October 2015 - August 2017 · 1 yr 10 mos
UBS Financial Services INC.Broker
July 2003 - September 2014 · 11 yrs 2 mos
UBS Financial Services INC.
July 2003 - September 2014 · 11 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 2002 - June 2003 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2002 - June 2003 · 1 yr 1 mo
State Registrations6 states
ARKSMOOKTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.