MM
CFP
MM
CFP

Michael Matthews

26 Years of Experience
Greenwood Village, CO
Broker

Michael Matthews is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Greenwood Village, CO, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5613 Dtc Parkway 9th Fl, [Mb-Rbo], Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2013 - Present · 13 yrs
Wells Fargo Advisors
October 2013 - Present · 13 yrs
Previous Registrations
Sunamerica Capital Services, INC.Broker
November 2010 - October 2013 · 2 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2010 · 1 yr 5 mos
Citigroup Global Markets INC.
February 2001 - June 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
July 2000 - June 2009 · 8 yrs 11 mos
State Registrations22 states
AZCACOFLGAIDKYLAMDMONCNENYOHORPASCTXVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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