Thomas Bennett
Thomas Bennett is a CFP-designated registered investment advisor at RBC Securities, INC., based in Torrance, CA, with 24 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,451 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Securities offers a wrap fee program where you pay a single bundled fee that covers portfolio management, transaction costs, and custodial services. The fee is based on the market value of your account.
For Moderate Growth & Income, Growth & Income, Capital Growth, and Aggressive Capital Growth strategies:
- 1.25% annually on the first $1,000,000
- 1.00% annually on assets over $1,000,000
For Diversified Fixed Income and Conservative Growth & Income strategies:
- 0.80% annually on the first $1,000,000
- 0.65% annually on assets over $1,000,000
There is a $500 minimum annual fee. These fees are negotiable in certain circumstances.
Location
3424 Carson Street, 1st Floor, Torrance, CA, 90503
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 2023Customer Dispute
March 2021Employment History
Current Registrations
RBC Securities, INC.
RBC Securities, INC
RBC Securities, INCBroker
Previous Registrations
Horter Investment Management, LLC
Unionbanc Investment Services, LLCBroker
Unionbanc Investment Services, LLC
Saybrus Equity Services, INCBroker
Bancwest Investment Services, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
New England Securities Corporation
New England SecuritiesBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.