Daniel Willie is a CFP-designated registered investment advisor, based in Austin, TX, with 25 years of industry experience.
Location
Austin, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel works as an agent/broker for North Star Consultants & North Star Brokerage, selling fixed insurance products since 2011. This activity requires a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
May 2010 - August 2023 · 13 yrs 3 mos
Cri Securities, LLC
May 2010 - October 2021 · 11 yrs 5 mos
Securian Financial Services, INC.Broker
July 2000 - August 2023 · 23 yrs 1 mo
Cri Securities, LLCBroker
July 2000 - October 2021 · 21 yrs 3 mos
State Registrations20 states
CACOFLGAIAILMDMNMSMTNCNDNMNVOHRITNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.