Antoine Souma
Antoine Souma is a registered investment advisor at Galliott Capital Advisors, LLC, based in Beverly Hills, CA, with 25 years of industry experience. Antoine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 3 more. Their firm serves 302 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Galliott Capital offers two investment management services:
- Asset Management: The maximum annual fee is 1.50%, negotiable, billed quarterly based on the average daily balance.
- Comprehensive Portfolio Management: The maximum annual fee is 1.75%, negotiable, billed quarterly based on the average daily balance. This service includes financial planning or consulting services.
If a third-party money manager is chosen, Galliott Capital's fees are in addition to the third-party manager's fees. Galliott Capital also manages private investment vehicles and receives fees for these services.
Location
9401 Wilshire Blvd., Ste 705, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (6)
Regulatory
February 2023Customer Dispute
August 2022Employment Separation After Allegations
December 2021Regulatory
November 2021Customer Dispute
March 2020Customer Dispute
December 2016Other Business Activities
Antoine is involved in several real estate ventures as an owner or manager. He also owns Galliott Capital Advisors LLC, a registered investment advisor firm, dedicating about a quarter of his time, and serves as a board member and treasurer for two non-profit organizations, spending minimal time on these activities.
Employment History
Current Registrations
Galliott Capital Advisors, LLC
Previous Registrations
Galliott Capital Advisors, LLC
Insigneo Securities, LLCBroker
Insigneo Advisory Services, LLC
Morgan StanleyBroker
Morgan Stanley
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.