Nicolas Radisay is a registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 26 years of industry experience. Nicolas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
100 Pacifica #480, Irvine, CA, 92618
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Regulatory History (1)
Customer Dispute
June 2019Other Business Activities
Nicolas rents out an owned vacation home and operates Laguna Pacific Private Wealth Management as a DBA for LPL business, dedicating minimal time to each. He also provides mortgage/real estate services for about 10-20% of his time and works for Laguna Beach Unified School District and Laguna Beach Recreation Center for about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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