Nicolas Radisay is a registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 Pacifica #480, Irvine, CA, 92618
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Regulatory History (1)
Customer Dispute
June 2019Other Business Activities
Nicolas rents out an owned vacation home and operates Laguna Pacific Private Wealth Management as a DBA for LPL business, dedicating minimal time to each. He also provides mortgage/real estate services for about 10-20% of his time and works for Laguna Beach Unified School District and Laguna Beach Recreation Center for about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
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