Patrick Dwyer is a CFP-designated registered investment advisor at RBC Securities, INC., based in Beverly Hills, CA, with 25 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,451 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 1.00% |
Rates shown are for growth-oriented strategies. Fixed income and conservative strategies charge 0.80% on the first $1M and 0.65% on amounts over $1M. Fees are negotiable in certain circumstances.
Fee Estimator
Location
400 N. Roxbury Dr., 2nd FLOOR, Beverly Hills, CA, 90210
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
RBC Securities, INC.
RBC Securities, INC
RBC Securities, INCBroker
Previous Registrations
City National Securities, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Warburg LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Zhengnan Xu, CFA, CFPRBC Securities, INC.
- Brian Hsieh, CFARBC Securities, INC.
- Shyan Ardalan, CFPMorgan Stanley
- Vladislav Madatov, CFPMorgan Stanley
- Jeffrey Smith, CFPWells Fargo Advisors
- Howard Borris, ChFCBorris Nii & Company