Thomas Carter is a registered investment advisor at Retirement Plan Fiduciaries, LLC, based in Austin, TX, with 25 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 51 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
For individuals, Retirement Plan Fiduciaries offers several options:
- 1% of your portfolio per year
- $5,000/year retainer + 0.3% of your portfolio per year
- $2,000/year retainer + 0.5% of your portfolio per year
Fees are charged quarterly.
Location
Austin, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Retirement Plan Fiduciaries, LLC
Previous Registrations
Ml&r Wealth Management LLC
Invesmart Advisors INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.