Clara O'neill is a registered investment advisor at Popular Securities, LLC, based in San Juan, PR, with 24 years of industry experience. Clara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 2,120 clients with $2.3B in assets under management.
Compensation
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Fee Structure
Popular Securities provides investment management through the FMAX Program and fixed income managers. The annual advisory fee has a cap of 2.50% for the FMAX Program and 1.10% for the Fixed Income Program. The total client fee is negotiated and can be based on asset levels or a single fee rate. Program fees are charged separately by FMAX or the fixed income manager and are based on a percentage of assets under management, billed quarterly in advance. There is a minimum annual program fee. Popular Securities also receives compensation from Russell Investments for certain mutual fund sales.
Location
209 Ponce De Leon Avenue, Plaza Level, San Juan, PR, 00918
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Regulatory History (8)
Customer Dispute
May 2023Customer Dispute
December 2018Customer Dispute
November 2018Customer Dispute
August 2018Customer Dispute
October 2015Customer Dispute
September 2015Customer Dispute
July 2015Customer Dispute
November 2011Employment History
Current Registrations
Popular Securities, LLC
Popular Securities, LLCBroker
Previous Registrations
Popular Securities, INC.
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.