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Jason Chabek

Oppenheimer & CO. INC.
21 Years of Experience
Fort Myers, FL
1 DisclosureBroker
View SEC Summary
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Jason Chabek is a registered investment advisor at Oppenheimer & CO. INC., based in Fort Myers, FL, with 21 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6700 Daniels Parkway, Ste 1, Fort Myers, FL, 33912

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2023
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
August 2023 - Present · 3 yrs 2 mos
Oppenheimer & CO. INC.Broker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Fifth Third Securities, INC.
March 2023 - June 2023 · 3 mos
Fifth Third Securities, INC.Broker
February 2023 - June 2023 · 4 mos
Wells Fargo Clearing Services, LLC
August 2011 - March 2023 · 11 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2011 - March 2023 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2010 - August 2011 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2011 · 1 yr 10 mos
Banc of America Investment Services, INC.Broker
September 2008 - October 2009 · 1 yr 1 mo
Countrywide Investment Services, INC.Broker
September 2007 - September 2008 · 1 yr
Natcity Investments, INC.Broker
September 2005 - November 2005 · 2 mos
Mcdonald Investments INC.Broker
September 2001 - December 2003 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
October 2000 - March 2001 · 5 mos
State Registrations13 states
CACOFLGALAMENJNYOHPASCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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