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Raymond Dinkel

Oppenheimer & CO. INC.
34 Years of Experience
Fort Myers, FL
4 DisclosuresBroker
View SEC Summary
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Raymond Dinkel is a registered investment advisor at Oppenheimer & CO. INC., based in Fort Myers, FL, with 34 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6700 Daniels Parkway, Ste 1, Fort Myers, FL, 33912

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2013
Customer Dispute
December 2012
Settled
Customer Dispute
May 2012
Settled
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2013 - Present · 13 yrs 6 mos
Oppenheimer & CO. INC.
April 2013 - Present · 13 yrs 6 mos
Oppenheimer & CO. INC.Broker
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
PNC Investments
January 2004 - March 2013 · 9 yrs 2 mos
PNC InvestmentsBroker
January 2004 - March 2013 · 9 yrs 2 mos
Hilliard Lyons Asset Management
June 2003 - January 2004 · 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
May 2003 - January 2004 · 8 mos
Morgan Stanley Dw INC.Broker
September 2000 - June 2003 · 2 yrs 9 mos
Prudential Securities IncorporatedBroker
February 1998 - September 2000 · 2 yrs 7 mos
Wheat, First Securities, INC.Broker
May 1995 - March 1998 · 2 yrs 10 mos
Mentor Distributors, INC.Broker
August 1994 - May 1995 · 9 mos
Federated Securities CORP.Broker
November 1991 - February 1994 · 2 yrs 3 mos
State Registrations26 states
AZCACOCTFLGAILINMDMIMNMTNCNENJNVNYOHORPARISCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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