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Harvey Silverman

MML Investors Services, LLC
52 Years of Experience
Bloomfield, CT
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Harvey Silverman is a registered investment advisor at MML Investors Services, LLC, based in Bloomfield, CT, with 52 years of industry experience. Harvey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

34 Jerome Avenue, Suite 300, Bloomfield, CT, 06002

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History

Regulatory History (2)
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Judgment / Lien
October 2023
Judgment / Lien
March 2016
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Harvey is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care products, dedicating minimal time to this. He also works as a funeral director and embalmer, and owns Professional Services of America, spending about 10-20% of his time on SEC-related activities and a few hours per week on non-SEC activities.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
July 2003 - March 2017 · 13 yrs 8 mos
Msi Financial Services, INC.Broker
May 2003 - March 2017 · 13 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 2003 - July 2007 · 4 yrs 2 mos
Mony Securities Corporation
May 1997 - May 2003 · 6 yrs
Mony Securities CorporationBroker
April 1985 - May 2003 · 18 yrs 1 mo
Allmerica Financial Life Insurance and Annuity CompanyBroker
January 1974 - July 1984 · 10 yrs 6 mos
Sma Equities, INC.Broker
January 1974 - June 1984 · 10 yrs 5 mos
State Registrations22 states
AZCACOCTDEFLGAHIINMAMENCNHNJNYPARISCTXVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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