Harvey Silverman
Harvey Silverman is a registered investment advisor at MML Investors Services, LLC, based in Bloomfield, CT, with 51 years of industry experience. Harvey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
34 Jerome Avenue, Suite 300, Bloomfield, CT, 06002
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2023Judgment / Lien
March 2016Other Business ActivitiesSells Insurance
Harvey is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care products, dedicating minimal time to this. He also works as a funeral director and embalmer, and owns Professional Services of America, spending about 10-20% of his time on SEC-related activities and a few hours per week on non-SEC activities.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Mony Securities Corporation
Mony Securities CorporationBroker
Allmerica Financial Life Insurance and Annuity CompanyBroker
Sma Equities, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.