BH
BH

Brian Christopher Haynes

25 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
72 advisors
Number of Clients
4,545 clients
Average Client Portfolio
$377K average
Assets Under Management
$1.7B

Fee Structure

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Location

1736 Oxmoor Road, Suite 204, Birmingham, AL, 35209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a musician performing at special events, dedicating a few hours per week to this activity. He also owns Haynes Advisory, LLC, an independent financial advisory practice, where he spends full-time hours.

Employment History
Current Registrations
Nbc Securities, INC.
December 2022 - Present · 3 yrs 2 mos
Nbc Securities, INC.Broker
December 2022 - Present · 3 yrs 2 mos
Previous Registrations
SA Stone Investment Advisors INC.
June 2016 - December 2022 · 6 yrs 6 mos
Sterne Agee Asset Management, INC.
November 2010 - June 2016 · 5 yrs 7 mos
SA Stone Wealth Management INC.Broker
January 2010 - December 2022 · 12 yrs 11 mos
Morgan Keegan & Company, INC.
February 2007 - January 2010 · 2 yrs 11 mos
Morgan Keegan & Company, INC.Broker
February 2007 - January 2010 · 2 yrs 11 mos
Amsouth Investment Management Company LLC
July 2004 - February 2007 · 2 yrs 7 mos
Amsouth Investment Services, INC.Broker
September 2000 - February 2007 · 6 yrs 5 mos
State Registrations4 states
ALFLGASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.