Charles Jones
Charles Jones is a registered investment advisor at Axient Investment Advisors LLC, based in Gadsden, AL, with 25 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Axient Investment Advisors charges a management fee that is negotiated between you and your investment advisor, with a maximum annual fee of 2% of your portfolio's value (1.5% for annuity allocations). This fee is charged quarterly or monthly in advance, based on your account's value. If you end the agreement early, you'll receive a prorated refund. Axient offers several investment management options:
- Advisor as Portfolio Manager (APM): Your advisor manages your portfolio, potentially using third-party models.
- Axient Model Portfolios: Your advisor uses Axient's own investment models.
- Axient Select Managers: Your advisor selects third-party money managers to manage your investments.
There is a $5 transaction fee per trade, though some mutual funds are exempt.
Location
247 S 4th St, Gadsden, AL, 35901
Get directionsHistory
Regulatory History (1)
Criminal
June 2023Other Business Activities
Charles is a sole proprietor of A and W Financial Solutions LLC, operating the LLC and working as a financial consultant, spending about 10 hours monthly and 40 hours during market hours. He also manages several real estate LLCs, is a board member of Greater Gadsden Home Builders Association, and is a managing partner at Eagle Creek Wealth Management LLC, dedicating nearly full-time hours to this.
Employment History
Current Registrations
Axient Investment Advisors LLC
Stonex Securities INC.Broker
Previous Registrations
Stonex Advisors INC.
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Amsouth Investment Management Company LLC
Amsouth Investment Services, INC.
Amsouth Investment Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.