Patty Franklin
Patty Franklin is a registered investment advisor at Strategic Advisers LLC, based in Thousand Oaks, CA, with 22 years of industry experience. Patty operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 2,031,770 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fidelity Advisory Services: 1.10% on all assets. Wealth Management and Private Wealth Management: tiered fees as described above. Fees are subject to change and can be negotiated for certain accounts. Additional fees of up to 0.40% may apply for SMA Sleeves where advisory services are not provided solely by a Strategic Advisers affiliate.
Fee Estimator
Location
111 South Westlake Blvd, Suite #103, Thousand Oaks, CA, 91362-3807
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2026Other Business Activities
Patty sells used clothing and items on Poshmark since January 2023. This takes about 10-20% of her time.
Employment History
Current Registrations
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
Fidelity Brokerage Services LLC
Previous Registrations
Fidelity Personal and Workplace Advisors
Strategic Pe Advisors LLC
Strategic Pe Advisors LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
TD Ameritrade, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Simon Securities Investment Advisors, LLC
Pound Financial, LLC
Linsco/private Ledger CORP.Broker
Federal Street Investments, INC.Broker
Edward JonesBroker
Sunamerica Capital Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.