Trevor Swartz is a CFP-designated registered investment advisor, based in Chicago, IL, with 25 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Advisors, LLC
August 2014 - Present · 11 yrs 11 mos
Hightower Securities, LLCBroker
August 2014 - Present · 11 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2000 - August 2014 · 13 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2000 - August 2014 · 13 yrs 9 mos
State Registrations6 states
FLGAMEMSNMWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.