Julian Busby is a registered investment advisor, based in Charlotte, NC, with 24 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Julian is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is employment-related.
Employment History
Current Registrations
Vanguard Advisers, INC.
March 2025 - Present · 1 yr 4 mos
Vanguard Marketing CorporationBroker
March 2025 - Present · 1 yr 4 mos
Vanguard Marketing Corporation
March 2025 - Present · 1 yr 4 mos
Previous Registrations
United Planners' Financial Services of America a Limited Partner
November 2008 - March 2025 · 16 yrs 4 mos
United Planners' Financial Services of America a Limited PartnerBroker
November 2008 - March 2025 · 16 yrs 4 mos
Royal Alliance Associates, INC.
November 2002 - November 2008 · 6 yrs
Royal Alliance Associates, INC.Broker
August 2002 - November 2008 · 6 yrs 3 mos
Stephens INC.
December 2001 - July 2002 · 7 mos
Stephens INC.Broker
August 2001 - July 2002 · 11 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.