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Andrew Henrickson

25 Years of Experience
Seattle, WA
2 DisclosuresBroker

Andrew Henrickson is a registered investment advisor, based in Seattle, WA, with 25 years of industry experience.

Location

1111 Third Ave, Ste 2900, Seattle, WA, 98101

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Closed-No Action
Customer Dispute
November 2002
Denied
Other Business Activities

Andrew is involved in several rental real estate ventures and works as a financial advisor for both Columbia Wealth Advisors and Umpqua Bank, dedicating about half his time to each. He spends minimal time on the real estate activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2023 - Present · 2 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - October 2023 · 9 yrs 9 mos
Cetera Investment Services LLC
February 2009 - January 2014 · 4 yrs 11 mos
Cetera Investment Services LLCBroker
January 2009 - October 2023 · 14 yrs 9 mos
Citigroup Global Markets INC.
January 2001 - February 2009 · 8 yrs 1 mo
Citigroup Global Markets INC.Broker
October 2000 - February 2009 · 8 yrs 4 mos
State Registrations14 states
AZCACODEFLIDMDMINMNYORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Henrickson - Financial Advisor | TrueAdvisor