Johann Klaassen
Johann Klaassen is a CFP-designated registered investment advisor at Horizons Sustainable Financial Services, INC., based in Santa Fe, NM, with 24 years of industry experience. Johann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 4 more. Their firm serves 310 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.25% |
| $200K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.97% |
| $2.0M - $3.0M | 0.89% |
| $3.0M - $5.0M | 0.81% |
| $5M+ | 0.81% |
Rates shown are for Schwab Mutual Fund / ETF portfolios. Schwab Fixed Income Only portfolios range from 0.45% to 0.70%, and Goldman third-party manager portfolios range from 0.60% to 1.20%. Fees are negotiable.
Fee Estimator
Location
535 Cerrillos Road, Suite A2, Santa Fe, NM, 87501
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Johann reviews manuscripts for Berrett-Koehler Publishers, Inc., focusing on topics like business ethics. This non-investment related activity requires minimal time.
Employment History
Current Registrations
Horizons Sustainable Financial Services, INC.
Previous Registrations
Horizons Sustainable Financial Services, INC.
Cambridge Investment Research Advisors, INC.
First Affirmative Financial Network LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Emily Zinn, CFPMultnomah Group, INC.
- John Whiteknight, CFP, ChFCCetera Investment Advisers LLC
- Lea Knight, CFPEp Wealth Advisors
- William Mcarthur, CFPJ. W. Cole Advisors, INC.
- Thomas Schwab, CFPT.C. Schwab Financial Planning, LLC
- Donald Duncan, CFA, CFP, PFSSavant Wealth Management