GE
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George Elliott
25 Years of Experience
Bexley, OH
1 DisclosureBroker
George Elliott is a registered investment advisor at Raymond James & Associates, INC., based in Bexley, OH, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2154 E. Main Street, Suite # 201, Bexley, OH, 43209
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2010Denied
Other Business Activities
George owns rental real estate property since 2020. He dedicates a few hours per week to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 10 yrs
Raymond James & Associates, INC.Broker
September 2016 - Present · 10 yrs
Raymond James & Associates, INC.
September 2016 - Present · 10 yrs
Previous Registrations
UBS Financial Services INC.
April 2009 - September 2016 · 7 yrs 5 mos
UBS Financial Services INC.Broker
April 2009 - September 2016 · 7 yrs 5 mos
Citigroup Global Markets INC.
February 2006 - May 2009 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2006 - May 2009 · 3 yrs 3 mos
Legg Mason Wood Walker INC
November 2000 - February 2006 · 5 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
October 2000 - February 2006 · 5 yrs 4 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.