WH
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Walter Hauser

45 Years of Experience
Bexley, OH
2 DisclosuresBroker

Walter Hauser is a registered investment advisor at Raymond James & Associates, INC., based in Bexley, OH, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2154 E. Main Street, Suite # 201, Bexley, OH, 43209

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History

Regulatory History (2)
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Customer Dispute
June 2019
Denied
Customer Dispute
December 2008
Denied
Other Business Activities

Walter is a partner in DVA Donatos Pizza of Dayton since 1992 and involved in rental real estate since 1994, dedicating minimal time to each. He is also a member of the Finance Committee for The Columbus Academy, a non-profit organization, since 2013, also dedicating minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2014 - Present · 12 yrs 2 mos
Raymond James & Associates, INC.
May 2014 - Present · 12 yrs 2 mos
Raymond James & Associates, INC.
May 2014 - Present · 12 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
February 2007 - May 2014 · 7 yrs 3 mos
UBS Financial Services INC.Broker
February 2007 - May 2014 · 7 yrs 3 mos
Mcdonald Investments INC.
November 1999 - February 2007 · 7 yrs 3 mos
Mcdonald Investments INC.Broker
October 1990 - February 2007 · 16 yrs 4 mos
Advest, INC.Broker
June 1984 - October 1990 · 6 yrs 4 mos
Vercoe & Company, INC.Broker
October 1980 - June 1984 · 3 yrs 8 mos
State Registrations30 states
AZCACOCTDCFLGAILINKYLAMAMDMEMIMNMOMTNCNHNVNYOHPASCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.