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Steven Hill

Union Capital Company
25 Years of Experience
Leander, TX
4 DisclosuresBroker
View SEC Summary
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Steven Hill is a registered investment advisor at Union Capital Company, based in Leander, TX, with 25 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 414 clients with $150M in assets under management.

Union Capital Company
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
10 advisors
Number of Clients
414 clients
Average Client Portfolio
$362K average
Assets Under Management
$150.0M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M2.00%
$5.0M - $10.0M1.75%
$10M+1.75%

Fees range from 0.60% to 2.00% for assets up to $5M, and 0.40% to 1.75% for assets between $5M and $10M. Fees are negotiable for accounts over $10M and depending on account size, prior relationship, or other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Leander, TX

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2011
Final
Customer Dispute
August 2008
Closed-No Action
Customer Dispute
October 2007
Award / Judgment
Customer Dispute
November 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven is a member/manager of Hill Park Partners, LLC, Liberty Hill Partners, LLC, and Baytown Archer Partners, LLC, which are storage businesses. He dedicates time to these activities outside of trading hours.

Employment History
Current Registrations
Union Capital Company
May 2017 - Present · 9 yrs 5 mos
Union Capital Company
October 2009 - Present · 17 yrs
Union Capital CompanyBroker
October 2009 - Present · 17 yrs
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
August 2009 - October 2009 · 2 mos
Gunnallen Financial, INCBroker
June 2007 - September 2009 · 2 yrs 3 mos
Laidlaw & Company (UK) LTD.Broker
September 2004 - June 2007 · 2 yrs 9 mos
Sands Brothers & CO., LTD.Broker
January 2002 - November 2004 · 2 yrs 10 mos
Fahnestock & CO. INC.Broker
January 2002 - February 2002 · 1 mo
Josephthal & CO., INC.Broker
April 2001 - January 2002 · 9 mos
American Express Financial Advisors INC.Broker
November 2000 - January 2001 · 2 mos
Ids Life Insurance CompanyBroker
November 2000 - January 2001 · 2 mos
State Registrations3 states
ALLATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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