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CFP
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CFP

Kevin Weber

LPL Financial LLC
18 Years of Experience
Buffalo, NY
Broker
View SEC Summary
View SEC Summary

Kevin Weber is a CFP-designated registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 18 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One Fountain Plaza, 575 Main St., Buffalo, NY, 14203-1495

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin operates his LPL business under the DBA Wilmington Advisors @ M&T. He also has outside W-2 employment at the University of Buffalo and Bryant & Stratton College, dedicating a few hours per week to each.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2024 - Present · 1 yr 11 mos
LPL Financial LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Lincoln Financial Advisors Corporation
June 2021 - June 2023 · 2 yrs
Lincoln Financial Advisors CorporationBroker
September 2015 - June 2023 · 7 yrs 9 mos
Lincoln Financial Advisors Corporation
September 2015 - January 2016 · 4 mos
Vanguard Advisers INC
February 2015 - September 2015 · 7 mos
Vanguard Marketing CorporationBroker
September 2012 - September 2015 · 3 yrs
Wells Fargo Advisors, LLCBroker
March 2012 - August 2012 · 5 mos
Lehman Brothers INC.
November 2005 - April 2008 · 2 yrs 5 mos
Lehman Brothers INC.Broker
November 2005 - April 2008 · 2 yrs 5 mos
Chase Investment Services CORP.
May 2003 - April 2005 · 1 yr 11 mos
Chase Investment Services CORP.Broker
August 2002 - April 2005 · 2 yrs 8 mos
Seco West LimitedBroker
March 2001 - December 2001 · 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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