MS
MS
Mary Setter
11 Years of Experience
Buffalo, NY
2 DisclosuresBroker
Mary Setter is a registered investment advisor at Lawley Retirement Advisors, based in Buffalo, NY, with 11 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 156 clients with $2B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
IM Fee
Planning only
Assets Under Management
$2.0B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
361 Delaware Avenue, Buffalo, NY, 14202
Get directionsHistory
Regulatory History (2)
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Financial
March 2017Final
Financial
March 2016Final
Employment History
Current Registrations
Lawley Retirement Advisors
December 2025 - Present · 5 mos
Previous Registrations
LPL Financial LLC
November 2025 - March 2026 · 4 mos
LPL Financial LLCBroker
November 2025 - March 2026 · 4 mos
Osaic Wealth, INC.
June 2024 - May 2025 · 11 mos
Osaic Wealth, INC.Broker
June 2024 - May 2025 · 11 mos
Securities America Advisors, INC.
March 2024 - June 2024 · 3 mos
Securities America, INC.Broker
May 2019 - June 2024 · 5 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
January 2018 - August 2018 · 7 mos
1st Global Capital CORP.Broker
June 2016 - August 2017 · 1 yr 2 mos
AXA Advisors, LLCBroker
June 2014 - March 2016 · 1 yr 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2012 - April 2014 · 1 yr 5 mos
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.