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Miguel Iniguez

Mutual of Omaha Investor Services, INC.
11 Years of Experience
Austin, TX
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Miguel Iniguez is a registered investment advisor at Mutual of Omaha Investor Services, INC., based in Austin, TX, with 11 years of industry experience. Miguel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 7,025 clients with $32M in assets under management.

Mutual of Omaha Investor Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
282 advisors
Number of Clients
7,025 clients
Average Client Portfolio
$5K average
Assets Under Management
$32.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees vary by program and advisor. Managed accounts cap at 1.25% for most programs, while accounts managed directly by a company advisor cap at 2.25%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7600-B North Capital of Texas Highway, Ste 110, Austin, TX, 78731

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2020
Final
Financial
July 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Miguel is an insurance agent since 2007, selling life, health, and annuity products, dedicating a few hours per week. Miguel also refers prospects for mortgages, dedicating minimal time to this activity.

Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
January 2022 - Present · 4 yrs 9 mos
Mutual of Omaha Investor Services, INC.Broker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Nylife Securities LLCBroker
December 2016 - December 2021 · 5 yrs
Charles Schwab & CO., INC.Broker
February 2001 - October 2002 · 1 yr 8 mos
State Registrations4 states
CANETNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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