Jeffrey Caufield
Jeffrey Caufield is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2950 Breckenridge Ln., Suite 6, Louisville, KY, 40220
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey is involved in several outside business activities. He sells non-variable insurance, manages real estate rentals, operates Corvus Capital LLC as a DBA for his LPL business, and uses Caufield & Associates, Inc. for tax/investment purposes; each of these activities takes a full-time commitment. Jeffrey also serves as a priest at The Old Templar Holy Catholic Apostolic Church.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Parkland Securities, LLCBroker
State Registrations10 states
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