Steven Syslo
Steven Syslo is a registered investment advisor at UBS Financial Services INC., based in Paramus, NJ, with 25 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
61 South Paramus Road, Mack Center Iv, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2024Customer Dispute
January 2020Customer Dispute
January 2017Other Business Activities
Steven is an instructor at Wayne Adult School, teaching a course on the basics of investing, covering asset classes and risk/reward.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Spear, Leeds & Kellogg Specialists LLCBroker
Walter N. Frank & CO., LLCBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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