JG
JG
James Galante is a registered investment advisor, based in Fallbrook, CA, with 25 years of industry experience.
Location
Fallbrook, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2009Denied
Other Business ActivitiesSells Insurance
James is a member and part owner of Monarch Retirement & Investments, LLC, doing business as Monarch Retirement Group, for securities business. He also sells fixed insurance through Monarch Retirement Group and co-owns three rental properties.
Employment History
Current Registrations
Kestra Advisory Services, LLC
August 2025 - Present · 9 mos
Kestra Investment Services, LLC
August 2025 - Present · 9 mos
Kestra Investment Services, LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
Commonwealth Financial Network
January 2013 - August 2025 · 12 yrs 7 mos
Commonwealth Financial NetworkBroker
January 2013 - August 2025 · 12 yrs 7 mos
Sii Investments, INC.Broker
September 2008 - January 2013 · 4 yrs 4 mos
Sii Investments, INC.
September 2008 - January 2013 · 4 yrs 4 mos
Ssn Advisory, INC.
September 2008 - September 2008 · 0 mos
The Retirement Group
October 2006 - December 2008 · 2 yrs 2 mos
Ssn Advisory, INC.
August 2006 - October 2006 · 2 mos
Securities Service Network, INC.Broker
July 2006 - September 2008 · 2 yrs 2 mos
Fsc Securities CorporationBroker
December 2000 - July 2006 · 5 yrs 7 mos
State Registrations19 states
AZCACOFLGAHIIDMANCNHNVOHOKORSCTNTXUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.